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The CS3D: A Law and Economics Evaluation

The Corporate Sustainability Due Diligence Directive (CS3D), adopted by the European Union in June 2024, represents an ambitious attempt to address two pressing global issues: climate change and human rights violations. This directive mandates large corporations operating within the EU to monitor their supply chains, both domestically and internationally, for environmental and human rights violations. The CS3D’s innovative approach transforms these corporations into gatekeepers, similar to strategies employed in regulating online platforms and financial intermediaries.

This presentation conducts a comprehensive analysis of the CS3D through the lens of Law & Economics (L&E), exploring the incentives it creates and its potential economic impacts. Our investigation reveals several key findings. First, while the CS3D addresses market failures related to externalities, it may inadvertently increase transaction costs and create new market power imbalances. Second, the overlap between monetary fines and civil liability in the directive could lead to both over-compliance and under-compliance. Third, we identify potential unintended consequences, including chilling effects on market participation, increased consumer prices, and reduced competition. Furthermore, we examine how the CS3D might backfire, potentially harming those it aims to protect by reducing employment opportunities in developing countries. We also address concerns of ‘legal colonialism’ and explore various ways the directive could be circumvented. By applying behavioural economics insights, we offer additional perspectives on the CS3D’s potential effects.

This analysis is crucial not only for EU policymakers considering updates to the CS3D or national implementation strategies but also for lawmakers in other jurisdictions contemplating similar regulations. Our goal is to illuminate the complex incentives created by the CS3D and assess whether they are likely to yield the desired outcomes.

Dr Roee Sarel is a Junior Professor of Private Law and Law & Economics at the Institute of Law & Economics, University of Hamburg. His dual-background includes a doctorate in Economics from the Frankfurt School of Finance & Management and degrees in law and business (LLB & MBA) from the Hebrew University of Jerusalem. Roees previous positions include a research associate (postdoc) at the Institute of Law & Economics in Hamburg, a lab manager (postdoc) at the Economics department of the Frankfurt School of Finance, an associate lawyer at a Litigation & Banking department of Yigal Arnon & Co. law firm. His research combines empirical, experimental, and theoretical methodologies and focuses on topics such as law & technology (eg AI, blockchain, and cryptocurrencies), business law, sustainability and climate change, crime, and judicial decision-making.

Dr Hadar Jabotinsky is a graduate of the European Doctorate programme in Law and Economics. Hadar completed her LLB studies at Tel Aviv University Law School magna cum laude and has an LLM from Tel Aviv University Law School and a second LLM from the European Master programme in Law and Economics. During her LLM and PhD studies in Europe Hadar was awarded the Erasmus Mundus scholarship for excellent students. Hadar is an Adjunct Lecturer at Haifa University Law School and at Tel Aviv University Law School. Prior to her PhD studies Hadar served as the Chief Legal Advisor, Secretary to the Board and Compliance officer of Euro-Trade Bank Ltd., as Head of the Regulation Section of Bank Leumi Ltd, and as a Legal Advisor and Compliance officer at the Israeli branch of HSBC.

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The CS3D: A Law and Economics Evaluation

Find out more about the organizers of this event, the  Max Planck Law Initiative: Corporate Responsibility | ESG

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